Creating an audit checklist is as simple as listing all the essential things you need to check. But if you want your list to be comprehensive, there are several steps that you need to take to create an audit checklist for your company:
Review the company’s policies and procedures. This will help you identify the areas that need auditing.
Assess the company’s risk level. This will help you determine which areas need more attention during the audit.
Tailor the checklist to meet the specific needs of the company.
Include all the essential areas that need an audit.
Check the company’s security management system/ privacy policy documentation.
Interview employees to get their insights on the company’s operations.
Evaluate the company’s information technology infrastructure.
Assess how well the company’s processes are being implemented.
Evaluate the company’s performance against the standard.
Make recommendations for improvement.
What to Include In An Audit Checklist Form
Context of the Organization: This section aims to understand its environment, including its size, structure, and products/services.
Document Control: this section includes a review of the organization’s security management system / privacy policy documentation, including procedures and records.
Management Responsibility: this section assesses how the top management is responsible for its effectiveness .
Resource Planning: This section checks whether risks are identified and planned and allocates the necessary resources.
Support: the support section determines if the organization has the necessary resources, including competent and qualified personnel.
Operation: This section looks at how the company’s processes are carried out and if they meet standard requirements.
Performance Evaluation: This section reviews how the security management system performs and whether it is effective.